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Raymond A. Thompson

Raymond A. Thompson

Branch Manager

Raymond Thompson joined Dorsey & Company in 1983 and has more than 39 years of experience in the securities industry. Prior to his association with the firm, Raymond served as a consultant to the offshore marine and oil and gas industries in an investment banking capacity on debt and equity corporate finance issues. He is the Compliance Officer of Dorsey & Company and serves on the Investment Advisory Committee.

Raymond has successfully completed SEC/FINRA/NASAA examinations to attain the following registrations:

  • Series 7 Full Registration/General Securities Representative
  • Series 22 Direct Participation Program Representative
  • Series 24 General Securities Principal
  • Series 27 Financial and Operations Principal
  • Series 39 Direct Participation Program Principal
  • Series 52 Municipal Securities Representative
  • Series 53 Municipal Securities Principal
  • Series 57 Securities Trader
  • Series 63 Uniform Securities Agent State Law Examination
  • Series 65 Uniform Investment Advisor Law Examination
  • Louisiana Life, Accident & Health Producer, License #289416

He received a BS in Business Administration from Louisiana Tech University. Raymond is a lifelong resident of the New Orleans area.